--- description: Important disclosures for Kai Asset Management, a doing-business-as name of Kai Volatility Advisors LLC, a CFTC-registered commodity trading advisor and NFA member. title: Important Disclosures | Kai Asset Management image: https://kai-am.com/hubfs/kam_og_stacked_1200x630.png --- [![Kai Asset Management](https://kai-am.com/hubfs/kam_platfoil_inline-tight@800.png)](https://kai-am.com/?hsLang=en) Strategies #### KaiConvex HF Solutions - [Hedged Equity](https://kai-am.com/strategies/hedged-equity?hsLang=en) - [Carry Neutral Tail Hedging](https://kai-am.com/carry-neutral-tail-hedging?hsLang=en) - [High Frequency Alpha](https://kai-am.com/strategies/high-frequency-alpha?hsLang=en) #### Overlay Solutions - [Institutional](https://kai-am.com/overlay-solutions-institutional?hsLang=en) [Team](https://kai-am.com/team?hsLang=en)[Media](https://kai-am.com/media?hsLang=en) [Connect With Our Team](https://kai-am.com/connect?hsLang=en) KaiConvex HF Solutions [Hedged Equity](https://kai-am.com/strategies/hedged-equity?hsLang=en) [Carry Neutral Tail Hedging](https://kai-am.com/carry-neutral-tail-hedging?hsLang=en) [High Frequency Alpha](https://kai-am.com/strategies/high-frequency-alpha?hsLang=en) Overlay Solutions [Institutional](https://kai-am.com/overlay-solutions-institutional?hsLang=en) [Team](https://kai-am.com/team?hsLang=en) [Media](https://kai-am.com/media?hsLang=en) [Connect With Our Team](https://kai-am.com/connect?hsLang=en) Home / **Important Disclosures** # Important Disclosures     ## Business Names and Regulatory Status Kai Asset Management (“KAM”) is a doing-business-as (“DBA”) name of Kai Volatility Advisors LLC. KAM is not a separate legal entity. References to KAM on this website refer to Kai Volatility Advisors LLC operating under that name. Kai Volatility Advisors LLC, doing business as Kai Asset Management, is registered with the Commodity Futures Trading Commission (“CFTC”) as a commodity trading advisor and is a member of the National Futures Association (“NFA”). Commodity trading advisory services described on this website are provided by Kai Volatility Advisors LLC. “KaiConvex HF Solutions” is a brand name used to identify hedge fund strategies offered under Kai Volatility Advisors LLC. This name does not identify a separate registered adviser or represent a change to the legal name of Kai Volatility Advisors LLC. The legal name of each applicable fund and the identities and respective roles of its investment manager, adviser, and other service providers are set forth in the fund’s confidential offering documents. Advisory relationships are established with Kai Volatility Advisors LLC pursuant to a written agreement. An agreement identifying Kai Volatility Advisors LLC doing business as Kai Asset Management is an agreement with Kai Volatility Advisors LLC, not with a separate KAM entity. Investments in a fund are governed by that fund’s applicable offering, subscription, and governing documents. Registration does not imply a certain level of skill or training or constitute regulatory approval or endorsement of any firm, service, investment product, or strategy. Services are offered only in jurisdictions where Kai Volatility Advisors LLC is permitted to provide them. ## Informational Purposes and Availability of Investments The information on this website is provided for general informational purposes only. It does not constitute individualized investment, legal, or tax advice and does not take into account the investment objectives, financial circumstances, or needs of any particular person. Accessing this website, requesting materials, or submitting an inquiry does not, by itself, establish an advisory relationship or constitute acceptance of an investment. This website is not intended to constitute an offer to sell or a solicitation of an offer to buy any security, private fund interest, or other financial product. Any offer or solicitation relating to a private fund will be made only through the applicable fund’s confidential offering documents, only to investors who satisfy the applicable eligibility requirements, and only in jurisdictions where permitted. Not all products, strategies, or services described on this website are available or appropriate for all investors. Prospective investors should review the applicable offering documents and consult their own legal, tax, and financial advisers before making an investment decision. ## Investment Risks All investments involve risk, including the possible loss of principal. Past performance is not necessarily indicative of future results. There is no assurance that any investment strategy will achieve its objectives, generate a profit, or avoid losses. Strategies involving options, futures, volatility instruments, leverage, or other derivatives may involve substantial risk and may not be suitable for all investors. Leverage can magnify gains and losses. Certain derivatives positions may result in losses exceeding the amount initially invested or deposited. Hedging and tail-risk strategies may incur costs, reduce potential returns, or fail to provide protection when expected. No hedging strategy can eliminate all investment risk. Private funds and other alternative investments may be illiquid, impose restrictions on withdrawals or redemptions, and involve significant fees and expenses. Investments through funds of funds may involve multiple layers of fees and expenses. Investors should carefully review the applicable offering documents and advisory disclosures, including descriptions of investment objectives, risks, conflicts of interest, fees, expenses, and liquidity restrictions. The risk descriptions on this website are not exhaustive. ## Information, Opinions, and Forward-Looking Statements Information and opinions are presented as of the dates indicated and are subject to change. Information obtained from third-party sources is believed to be reliable, but its accuracy and completeness are not guaranteed. Market commentary and other information may become outdated as circumstances change. Statements regarding future events, market conditions, investment performance, or other anticipated outcomes are forward-looking, are subject to risks and uncertainties, and may not be realized. Actual events and results may differ materially from those expressed or implied. ## Third-Party Content Links to third-party websites, interviews, articles, and videos are provided for informational purposes. External websites are subject to their own terms and privacy policies. Inclusion of a link does not constitute endorsement of all content, products, or services available on the external website. Views expressed in interviews and other media reflect the views of the identified speakers as of the dates expressed and may not reflect the current views of KAM. References to third-party publications or media appearances do not, by themselves, constitute an endorsement of KAM by the publisher or media organization. ## Privacy and Preservation of Rights For information about how KAM collects, uses, shares, stores, and protects personal information, please review our [Privacy Policy](https://kai-am.com/privacy?hsLang=en). Nothing on this website is intended to waive any rights that may not lawfully be waived or to limit any obligations or liabilities under applicable securities, commodities, or other laws. [Contact Us](https://kai-am.com/connect?hsLang=en)[Meet the Team](https://kai-am.com/team?hsLang=en) [![Kai Asset Management](https://kai-am.com/hubfs/kam_white_inline-tight@800.png)](https://kai-am.com/?hsLang=en) [Team](https://kai-am.com/team?hsLang=en)[Media](https://kai-am.com/media?hsLang=en)[Contact](https://kai-am.com/connect?hsLang=en)[Privacy Policy](https://kai-am.com/privacy?hsLang=en)[Disclosures](https://kai-am.com/disclosures?hsLang=en) © 2026 Kai Asset Management. All rights reserved. Kai Asset Management (“KAM”) is a doing-business-as name of Kai Volatility Advisors LLC and is not a separate legal entity. Kai Volatility Advisors LLC is registered with the Commodity Futures Trading Commission as a commodity trading advisor and is a member of the National Futures Association. “KaiConvex HF Solutions” is a hedge fund strategy brand name. Registration does not imply a certain level of skill or training or constitute regulatory approval or endorsement. All investments involve risk, including the possible loss of principal. Past performance is not necessarily indicative of future results. Please review our Important Disclosures and Privacy Policy. [Important Disclosures](https://kai-am.com/disclosures?hsLang=en) | [Privacy Policy](https://kai-am.com/privacy?hsLang=en)